Procedural Compliance relating to Securities laws

Procedural Compliance relating to Securities laws i.e., Stock Exchange / SEBI requirements

Liaison and co-ordinate with the Registrar and Share Transfer Agents, stock exchange, Depositories and the Securities and Exchange Board of India including the following:

  • Listing of Securities - Equity or Debt Instrument
  • Monthly submission of details of dematerialization of securities
  • Co-ordination and submission of the quarterly certificate relating to Secretarial Audit relating to dematerialization
  • Co-ordination and Submission of Certificate relating to transfer-cum-demat of shares as required under NSDL / CDSL Bye laws
  • Certification for completion of the transfers as required under Clause 47 of the Listing Agreement
  • Submission of quarterly shareholding pattern
  • Presentation and publication of quarterly results
  • Submission of Distribution Schedule
  • Submission of information under Regulation 8 of the SEBI (Substantial Acquisition of Shares & Transfers) Regulations
  • Co-ordination and submission of half yearly certificate as required under Clause 47 of the Listing Agreement
  • Managing the formalities related to Book Closure
  • Payment of Annual Listing fees
  • Preparation of Annual Report incorporating the necessary requirements of Clause 49 of Corporate Governance
 
     
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